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Deborah Davis

Deborah Davis


Deborah Davis brings over 25 years of financial compliance and regulatory experience to Spinnaker's clients, in both the bank and broker dealer arena.  Having worked for private companies as well as government agencies, Deborah understands the needs of our clients and what the federal agencies are looking for during a compliance audit.

Deborah started her career on the public side, having worked as an examiner for FINRA and a law enforcement liaison at FinCEN.  After six years on the government side, Deborah moved over to the private industry and has held top audit and compliance positions at both domestic and international banks and broker dealers, focusing mainly on AML/BSA and sanctions compliance work.

Deborah's strength is navigating the SEC, FINRA, and BSA/AML regulations to ensure the firm she is representing has all bases covered.  Whether she is designing and delivering a training course, writing policies and procedures, or performing an audit, Deborah understands the needs of her clients and knows how to get them from start to finish.

Deborah earned her BA in Communications from American University, her Masters Diploma in Business Administration from Monash University (Australia) and her Masters in Jurisprudence from Seton Hall Law School.  She lives in Chester, NJ with her family.