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Don't get caught off guard

Let us help you be more proactive, not reactive. 

Regulatory compliance testing allows you to proactively self-identify consumer compliance issues (before they become a problem) and ensure prompt corrective action! 

Spinnaker's regulatory compliance testing service is designed to help you identify and manage compliance risk, minimize regulatory violations and penalties, and maintain a strong and effective compliance program.

Our experienced team of compliance professionals can assist with:

  • Compliance Testing program development and design (all the way from program methodology to testing scripts), commensurate with your bank’s size, complexity, and risk profile
  • Review of risk assessment results to inform and build annual testing schedules
  • Testing execution
  • Reporting for senior management and board of directors
  • Remediation planning and follow-up to address any identified issues
  • Ongoing training

Client quote: “The depth and breadth of subject matter expertise is exceptional and well-balanced across the Spinnaker team. The team members are true business partners, collaborating with 20+ client participants”


  • Maintain a strong and effective compliance program that meets regulatory expectations
  • Successfully identify and mitigate potential compliance risks in a timely manner, before they become a problem
  • Provide appropriate insight to management and the board of directors
  • Reduce the risk of regulatory violations and penalties
  • Demonstrate to regulators and auditors that your institution takes compliance seriously
  • Increase customer trust and confidence in your institution

We would love to talk to you about how our regulatory compliance testing services can help your bank minimize compliance risk and maintain a strong and effective compliance program, tailored to your needs.

Recent wins: Spinnaker recently helped a client upgrade its compliance management system (CMS), including developing and executing a robust compliance testing program, after a regulatory agency issued multiple findings. The deliverables met both pressing regulatory deadlines and expectations. 

What we do:

  • Contribute with expertise
  • Deliver measurable results
  • Create sustained value



Want to learn more about Compliance Testing?