Regulatory Compliance & Risk Management
1 minute read
Aug 5, 2016
Written by: Shawn Sweeney
An upcoming regulatory exam can strike fear into the heart of even the most confident and experienced business leader. And while there’s no trick that will make all of that anxiety go way, knowing what to expect when the examiners arrive on site can go a long way to alleviating your concerns. Here are a few steps you can take to better set you and your team up for a successful exam:
Of course exam prep is best when it actually happens in advance of the receiving the Information Request from the exam team. Put exam dates on your calendar, and then schedule appropriate milestones to prepare.
Meet a valued member of our Spinnaker team of experts: Consultant Belinda Allen. Spinnaker’s Regulatory Leader, Belinda has spent more than 20 years at the helm of successful programs and projects for Fortune 100 financial services companies. As a Risk Compliance Consultant on the Spinnaker team, she leverages her positive, take-charge attitude, robust initiative, and expansive knowledge to roll up her sleeves to solve complex problems for clients every day.
Spinnaker News 1 minute read
With our Spinnaker Sit-Down interview, we give you VIP access to industry influencers, thought leaders, and movers-and-shakers who share their unique insights and perspectives on industry issues, trends, and questions. This month we sat down with Maquette Advisors Managing Partner Bob Birmingham III, a seasoned consumer compliance professional, to talk about changing the narrative about regulatory compliance, what you need to know today, and what’s on the horizon as we fast-forward 10 years.
Executive Leadership Coaching 4 minute read
In business as in life, it’s important to check your rearview mirror every now and then, even while you’re focusing your attention on the road ahead. When you’re growing a startup, you need to spend most of your time being proactive and looking forward. But don’t lose sight of the fact that leadership lessons from our past critically inform and guide our future practices, strategies, and decisions.
Executive Leadership Coaching 3 minute read
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